Email to order the Recording + Digital Download
After a couple of fairly quiet years, new Department of Labor (DOL) regulations are now affecting IRA, HSA, and ESA accounts. There is also new IRA guidance from the IRS and extensive proposed HSA legislation.
As a new year begins, it is important to know and understand the regulatory changes and important issues that have a direct impact on IRA and HSA programs and accountholders. This webinar will explain the dramatic impact the new DOL fiduciary regulations will have on many retail IRA and HSA programs. Staff who deal directly with IRA and HSA accountholders and those with managerial/decision-making responsibilities will learn the implications and critical considerations regarding the fast-approaching new IRA and HSA fiduciary rules starting April 10, 2017.
HIGHLIGHTS
Implications of the DOL’s fiduciary regulations on IRA and HSA programs
New 60-day IRA rollover guidance, including 11 reasons for an automatic extension of the 60-day IRA rollover rule
New rollover rule that increases portability between Traditional IRAs, employer plans, and SIMPLE IRAs
Far-reaching effects of proposed HSA legislation
The "final" word and many misconceptions regarding IRA qualified charitable distributions
2016 and 2017 IRA and HSA contribution limitations
Status of extensive new IRA regulations which the IRS has indicated are coming "soon"
TAKE-AWAY TOOLKIT
Employee training log
Quiz you can administer to measure staff learning and a separate answer key
DON’T MISS THIS RELATED WEBINAR!
Traditional & Roth IRA Plan Establishment & Required Amendments on Thursday, June 15, 2017
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND? Staff who have direct customer contact, operational, compliance, or decision-making authority with the information needed to make informed decisions about IRAs and HSAs. The session will also provide timely and important information for anyone who holds insurance or securities licenses.
ABOUT THE PRESENTER – Frank J. LaLoggia, President of LaLoggia Consulting, Inc., a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings. Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training. With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive. He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern University’s Center for Continuing Education and The National Retirement Plans Training Conference.
Showing posts with label IRA. Show all posts
Showing posts with label IRA. Show all posts
(ON DEMAND) Top 10 IRA Issues: Compliance, Reporting, Death & Distributions
Email to Order the Recording + Free Digital Download
Join us for a lively presentation that will provide important, timely information to avoid the most common pitfalls associated with owning or administering IRA accounts. This webinar will review recurring areas of noncompliance and provide the information needed to stay on track. This session will benefit both new and experienced IRA professionals, in addition to others who want valuable knowledge on key IRA issues. After this session, you will know how to handle IRA situations that arise daily.
HIGHLIGHTS
Common mistakes and misunderstandings regarding IRA beneficiary distributions
IRA custodial requirements versus best practices
Avoiding costly mistakes when handling IRA rollovers
One big advantage of inherited (beneficiary) IRA rollovers from employer retirement plans
Responsibilities for calculating and reporting IRA required minimum distributions
Key areas of reporting and administrative noncompliance
The most often reported IRS Form 1099-R distribution code errors
Importance of understanding your IRA plan agreement default options – not all IRA documents are created equally
Review of IRA questions
TAKE-AWAY TOOLKIT
Reference charts with quick answers to frequently asked and difficult questions
Employee training log
Quiz you can administer to measure staff learning and a separate answer key
DON’T MISS THIS RELATED RECORDED WEBINAR!
IRA Conversions & Recharacterizations: Understanding Requirements & Avoiding Errors
Held Tuesday, August 30, 2016.
You can order a recording of the live webinar, with a free digital download.
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND? Customer service representatives and to individuals who have IRA operational, compliance, or reporting responsibilities. In addition, this session will also give management a solid understanding and appreciation of how to best handle many common and tricky issues to ensure a smooth IRA program.
ABOUT THE PRESENTER – Frank J. LaLoggia, LaLoggia Consulting, Inc., President, Rochester, New York, a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings. Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training. With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive. He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern University’s Center for Continuing Education and The National Retirement Plans Training Conference.
Join us for a lively presentation that will provide important, timely information to avoid the most common pitfalls associated with owning or administering IRA accounts. This webinar will review recurring areas of noncompliance and provide the information needed to stay on track. This session will benefit both new and experienced IRA professionals, in addition to others who want valuable knowledge on key IRA issues. After this session, you will know how to handle IRA situations that arise daily.
HIGHLIGHTS
Common mistakes and misunderstandings regarding IRA beneficiary distributions
IRA custodial requirements versus best practices
Avoiding costly mistakes when handling IRA rollovers
One big advantage of inherited (beneficiary) IRA rollovers from employer retirement plans
Responsibilities for calculating and reporting IRA required minimum distributions
Key areas of reporting and administrative noncompliance
The most often reported IRS Form 1099-R distribution code errors
Importance of understanding your IRA plan agreement default options – not all IRA documents are created equally
Review of IRA questions
TAKE-AWAY TOOLKIT
Reference charts with quick answers to frequently asked and difficult questions
Employee training log
Quiz you can administer to measure staff learning and a separate answer key
DON’T MISS THIS RELATED RECORDED WEBINAR!
IRA Conversions & Recharacterizations: Understanding Requirements & Avoiding Errors
Held Tuesday, August 30, 2016.
You can order a recording of the live webinar, with a free digital download.
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND? Customer service representatives and to individuals who have IRA operational, compliance, or reporting responsibilities. In addition, this session will also give management a solid understanding and appreciation of how to best handle many common and tricky issues to ensure a smooth IRA program.
ABOUT THE PRESENTER – Frank J. LaLoggia, LaLoggia Consulting, Inc., President, Rochester, New York, a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings. Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training. With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive. He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern University’s Center for Continuing Education and The National Retirement Plans Training Conference.
(ON DEMAND) IRA Conversions & Recharacterizations: Understanding Requirements & Avoiding Errors
Email to Order the Recording + FREE Digital Download!
The difference between an IRA conversion and an IRA recharacterization contribution can be confusing to customers and tax advisors. The allowable methods to correct excess contributions and the deadlines to avoid excess contribution penalties can also be perplexing and difficult to explain.
After this session there will be no need to avoid customers who ask about an IRA conversion or recharacterization, or ask for assistance with correcting an IRA excess contribution. This session will demystify these three concepts and provide the knowledge necessary to confidently handle customer requests. For individuals who have operational or reporting responsibilities, this session will provide a thorough understanding of your important responsibilities.
HIGHLIGHTS
Differences between a conversion and a recharacterization
Properly reporting conversions and recharacterizations
Deadline for recharacterizing an IRA contribution
Concept and consequences of a failed IRA conversion
Reasons behind customer conversion and recharacterization contributions
Difference between a true and deemed IRA excess contribution
How to properly correct IRA excess contributions and report the correction
Penalties for failing to timely correct IRA excess contributions
How certain excess contributions may be corrected through recharacterization
TAKE-AWAY TOOLKIT
Employee training log
Quiz you can administer to measure staff learning and a separate answer key
DON’T MISS THIS RELATED WEBINAR!
Top 10 IRA Issues: Compliance, Reporting, Death & Distributions on Wednesday, November 30, 2016
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND? Customer service staff, managers, licensed insurance representatives, and registered representatives with the information needed to confidently assist customers with questions regarding a conversion or recharacterization transaction, and also properly discuss the options for the removal of an IRA excess or unwanted contribution. Individuals with IRA operational or compliance responsibilities will also gain the knowledge required to properly process and report conversion or recharacterization transactions and excess IRA contribution corrections.
ABOUT THE PRESENTER – Frank J. LaLoggia, President of LaLoggia Consulting, Inc., Rochester, New York, a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings.
Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training. With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive. He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern University’s Center for Continuing Education and The National Retirement Plans Training Conference.
The difference between an IRA conversion and an IRA recharacterization contribution can be confusing to customers and tax advisors. The allowable methods to correct excess contributions and the deadlines to avoid excess contribution penalties can also be perplexing and difficult to explain.
After this session there will be no need to avoid customers who ask about an IRA conversion or recharacterization, or ask for assistance with correcting an IRA excess contribution. This session will demystify these three concepts and provide the knowledge necessary to confidently handle customer requests. For individuals who have operational or reporting responsibilities, this session will provide a thorough understanding of your important responsibilities.
HIGHLIGHTS
Differences between a conversion and a recharacterization
Properly reporting conversions and recharacterizations
Deadline for recharacterizing an IRA contribution
Concept and consequences of a failed IRA conversion
Reasons behind customer conversion and recharacterization contributions
Difference between a true and deemed IRA excess contribution
How to properly correct IRA excess contributions and report the correction
Penalties for failing to timely correct IRA excess contributions
How certain excess contributions may be corrected through recharacterization
TAKE-AWAY TOOLKIT
Employee training log
Quiz you can administer to measure staff learning and a separate answer key
DON’T MISS THIS RELATED WEBINAR!
Top 10 IRA Issues: Compliance, Reporting, Death & Distributions on Wednesday, November 30, 2016
Attendance verification for CE credits provided upon request.
WHO SHOULD ATTEND? Customer service staff, managers, licensed insurance representatives, and registered representatives with the information needed to confidently assist customers with questions regarding a conversion or recharacterization transaction, and also properly discuss the options for the removal of an IRA excess or unwanted contribution. Individuals with IRA operational or compliance responsibilities will also gain the knowledge required to properly process and report conversion or recharacterization transactions and excess IRA contribution corrections.
ABOUT THE PRESENTER – Frank J. LaLoggia, President of LaLoggia Consulting, Inc., Rochester, New York, a pension and financial consulting firm that assists financial organizations with ongoing support in the creation, development, and marketing of their retirement plans and financial-services offerings.
Nationally renowned, Frank coordinates and conducts pension and financial seminars and training programs throughout the United States, including in-house IRA, HSA, and employer retirement plan training. With over 35 years’ experience in employee benefits, and always in demand, his client list is impressive. He has assisted many leading financial organizations in the pension and financial services industries. Frank has achieved the designation of Deferred Compensation Specialist through Northeastern University’s Center for Continuing Education and The National Retirement Plans Training Conference.
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